Access to high growth private company shares

Introduction

 

  • Lotus Asset Management Ltd (“Lotus”) is an asset management company that provides a "turnkey solution" for private banks to offers private company shares to HNW clients, offering marketing, research, structuring, compliance and on-going support

  • Lotus offers private banks the opportunity to tap into one of the fasting growing asset class

  • Lotus is licensed by the Securities and Futures Commission in Hong Kong to engage in Type 4 (advising in securities) and Type 9 (asset management) regulated activities

Legal Partner - Han Kun Law Offices

  • Han Kun Law Offices is our legal partner

  • Leading full-service law firm in China, with nearly 400 professionals

  • Offices in Beijing, Shanghai, Shenzhen and Hong Kong

  • One of the most active law firm in the Chinese PE/VC space

  • Han Kun will review all the transaction documents, in particular the rights related to share transfer

"Turnkey Solution" for Private Banks

Potential Issues faced by Private Banks

Access and sourcing

Due diligence

No dedicated team or expertise to source quality private company shares

No in-house capability to conduct legal DD on primary or secondary shares

Lotus Solution

Experienced and professional team

Team to conduct proper legal DD.

Reinforce with legal opinion Han Kun - leading PRC law firm

Structure

"One-off" SPV structure not PB friendly (compliance, booking, no NAV, etc.)

Standard Cayman Segregated Portfolio Structure (SPC) with top tier service providers familiar to PB/HNW investors

Sales collateral / Research

Typically only basic info provided

Institutional quality grade pitchbook with industry and company research and "advisory" component

After sales service

Not generally provided by others

On-going updates on underlying private companies on completed transactions

Our people

Disclaimer

This presentation is prepared and issued by Lotus Asset Management Limited ("Lotus"), which is a corporation licensed by the Securities and Futures Commission in Hong Kong to engage in Type 4 (advising in securities) and Type 9 (asset management) regulated activities. This presentation has not been reviewed by the Securities and Futures Commission or any regulatory authority in Hong Kong.

This presentation is produced for information purposes only and does not constitute an offer to buy nor a solicitation to sell, nor shall it form the basis of or be relied upon in connection with any contract or commitment whatsoever or any investment advice.

The information contained on this presentation is intended for Hong Kong residents only and should not be construed as a distribution, an offer to sell, or a solicitation to buy any securities in any jurisdiction where such activities would be unlawful under the laws of such jurisdiction, in particular the United States of America. If you are resident in territories other than Hong Kong, you should consult your professional advisers as to whether you require any governmental or other consent or need to observe any formalities to enable you to invest in the products or accept services described in this website.

Given the economic and market risks, there can be no assurance that the financial instrument(s) will achieve its/their investment objectives. Returns may be affected by, amongst other things, investment strategies or objectives of the financial instrument(s) and material market and economic conditions, including interest rates, market terms and general market conditions. The different strategies applied to the investment products may have a significant effect on the results portrayed in this website. Past performance is not a guide to future performance and the value of the investments in financial instrument(s) may go down as well as up. Investors may not get back the amount they originally invested.

The information provided in this presentation is for information purposes only. It is not intended to solicit the subscription of or the sale of any financial instruments. In no event shall the content of this website be deemed as an investment advice with respect to any financial instruments or an offer to purchase or sell these. In addition, as the presentation of products in itself does not allow the making of a contract, it may neither be considered as a solicitation for purchase or sale of financial instruments or an offer of such to the public. The information contained in these pages is not intended to provide professional advice. Persons accessing these pages should obtain appropriate professional advice when necessary.

Whilst every reasonable precaution has been taken to ensure the accuracy, completeness, security and confidentiality of information in this presentation, Lotus including its directors, employees, representatives or suppliers, cannot assure and/or confirm the information is free from misstatement, error, distortion and/or inappropriateness. Any person who intends to and/or decides to use or extract and/or has doubts about the information in this website, please seek for independent professional advice or consult your lawyers.

Contact Us

Christophe Lee, Founder & CEO
Lotus Asset Management Ltd.
+852-9190-2657
cl@lotus-amc.com

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